Legislation and Supervisory Authorities

Brokersclub AG is a public company under Swiss law.

 

The supervisory authority relevant in our home country is the Eidgenössische Finanzmarktaufsicht (FINMA).

 

Brokersclub AG has been a member of the association for quality assurance of financial services (Verein zur Qualitätssicherung von Finanzdienstleistungen; VQF) as SRO/BOVV member with member number 12981 since 07 October 2010.

 

The association for quality assurance of financial services is both a self-regulation organisation (SRO) according to the anti-money laundering act (Geldwäschereigesetz; GwG), recognised officially pursuant to section 24 et seqq. GWG by the Eidgenössische Finanzmarktaufsicht (FINMA), and an industry organisation for asset management with rules of conduct recognised by FINMA (professional standards) for asset managers.

 

 


 

 

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